cambridge investment research sec
70161 (Aug. 12, 2013) – According to the SEC, Respondent Richard P. Sandru (Sandru) was an investment adviser representative associated with Cambridge Investment Research Advisors, Inc. (Cambridge), and a registered representative associated with Cambridge Investment Research, Inc. (Cambridge), a broker-dealer. The company has offices in 1,728 locations and a total of 2,857 financial advisors. It has $44 billion in assets across its 276,236 client accounts, placing it among the biggest investment advisory firms in the United States by assets under management. Wilson Investment Group and Cambridge are not affiliated. Cambridge Investment Research Advisors, Inc is a financial advisory firm headquartered in Edmond, Oklahoma.

October 16, 2019 - Cambridge Investment Research Inc. has reeled in a large group of advisers, the Nettuno Group, that was formerly registered with FSC Securities Corp., one of the broker-dealers in the Advisor Group network.
Tom uses fundamental analysis and diversification tools to help minimize investment risk. Cambridge Investment Research Advisors, Inc is an advisory firm operating out of Traverse City, Michigan. It handles $44 billion in total assets across its 276,236 client accounts, making it one of the largest firms in the nation by assets under management.

Investment Advisor Representative Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. The company has offices in 1,728 locations and a total of 2,857 advisors. Insurance services offered through T2 Global Advisors. Kijowski Investments is an independent financial services firm.

When the overall market signals defense, he adjusts client portfolios accordingly. Advisory services offered through Cambridge Investment Research Advisors, Inc., an SEC Registered Investment Advisor.

A financial advisor won a $50,000 judgment from his former broker-dealer, gaining some vindication two years after Cambridge Investment Research permitted him to resign over block-trading allegations. Tom has chosen Cambridge Investment Research as his independent Broker/Dealer. Securities offered through Cambridge Investment Research, Inc., Member FINRA, SIPC.

Cambridge and T2 Global Advisors are not affiliated.

Richard P. Sandru, SEC Release No.

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